SFC Licences of HU Shengsui 胡盛穗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huarong International Asset Management Limited 華融國際資產管理有限公司	RO	9	08 January 2024	12 January 2024
Huarong International Securities Limited 華融國際證券有限公司	RO	4	08 January 2024	12 January 2024
Huarong International Securities Limited 華融國際證券有限公司	RO	1	08 January 2024	12 January 2024
Huarong International Asset Management Limited 華融國際資產管理有限公司	RE	9	14 November 2023	08 January 2024
Huarong International Securities Limited 華融國際證券有限公司	RE	4	14 November 2023	08 January 2024
Huarong International Securities Limited 華融國際證券有限公司	RE	1	14 November 2023	08 January 2024
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司	RO	9	22 July 2021	03 July 2023
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司	RO	4	22 July 2021	03 July 2023
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司	RO	1	22 July 2021	03 July 2023
Neutral Financial Holding Company Limited 中和金控有限公司	RO	9	08 January 2020	03 May 2021
Neutral Financial Holding Company Limited 中和金控有限公司	RO	4	08 January 2020	03 May 2021
Neutral Financial Holding Company Limited 中和金控有限公司	RO	1	08 January 2020	03 May 2021
Neutral Financial Holding Company Limited 中和金控有限公司	RE	9	22 November 2019	08 January 2020
Neutral Financial Holding Company Limited 中和金控有限公司	RE	4	22 November 2019	08 January 2020
Neutral Financial Holding Company Limited 中和金控有限公司	RE	1	22 November 2019	08 January 2020
China Zhong Sheng Securities Limited 中國中盛證券有限公司	RO	9	29 January 2019	13 September 2019
China Zhong Sheng Securities Limited 中國中盛證券有限公司	RO	4	29 January 2019	13 September 2019
China Zhong Sheng Securities Limited 中國中盛證券有限公司	RO	1	29 January 2019	13 September 2019
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司	RO	9	25 November 2015	15 June 2018
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司	RO	4	25 November 2015	15 June 2018