SFC Licences of SIU Chung Wa 蕭頌樺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 | RE | 9 | 08 April 2019 | 05 August 2022 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 18 September 2017 | 22 February 2019 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 18 August 2015 | 25 August 2016 |