SFC Licences of SONG Ting 宋婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 12 October 2023 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 23 October 2020 | 27 September 2023 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 December 2017 | 18 September 2020 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 01 March 2017 | 24 November 2017 |
| CLC Futures Limited 創僑期貨有限公司 | RE | 5 | 25 May 2016 | 31 January 2017 |
| CLC Futures Limited 創僑期貨有限公司 | RE | 2 | 25 May 2016 | 31 January 2017 |
| CLC Securities Limited 創僑證券有限公司 | RE | 4 | 10 September 2015 | 31 January 2017 |
| CLC Securities Limited 創僑證券有限公司 | RE | 1 | 10 September 2015 | 31 January 2017 |