SFC Licences of CHUANG Miin I, Zoe 莊閔伊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 06 September 2021 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 16 August 2021 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 16 August 2021 | |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 16 October 2018 | 10 May 2021 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 08 October 2018 | 10 May 2021 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 08 October 2018 | 10 May 2021 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 10 October 2017 | 12 September 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 24 August 2015 | 12 September 2018 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 24 August 2015 | 01 September 2017 |