SFC Licences of KUANG Kaiwen 鄺凱文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 05 September 2019 | 20 May 2022 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 22 February 2019 | 20 May 2022 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 22 February 2019 | 20 May 2022 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 1 | 20 August 2015 | 23 November 2018 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 4 | 20 August 2015 | 23 November 2018 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 9 | 20 August 2015 | 23 November 2018 |