SFC Licences of HAO Chen 郝辰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 1, 4, 6 06 May 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
RE 1, 4, 6 28 November 2016 02 April 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 27 August 2015 14 November 2016
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 27 August 2015 14 November 2016