SFC Licences of HAO Chen 郝辰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 06 May 2019 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 06 May 2019 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 06 May 2019 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 28 November 2016 | 02 April 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 28 November 2016 | 02 April 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 28 November 2016 | 02 April 2019 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 27 August 2015 | 14 November 2016 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 27 August 2015 | 14 November 2016 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 27 August 2015 | 14 November 2016 |