SFC Licences of HO Kun Lin 何坤霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 July 2019 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 15 July 2019 | |
| UBS Securities Hong Kong Limited | RE | 6 | 02 February 2018 | 15 May 2019 |
| Merrill Lynch Far East Limited | RE | 4 | 31 August 2015 | 11 September 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 31 August 2015 | 11 September 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 31 August 2015 | 11 September 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 31 August 2015 | 11 September 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 31 August 2015 | 11 September 2015 |
| Merrill Lynch Far East Limited | RE | 6 | 31 August 2015 | 11 September 2015 |