SFC Licences of ZHAO Yining 趙依宁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 4 | 29 July 2022 | |
| Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 29 July 2022 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 28 May 2019 | 30 June 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 28 May 2019 | 30 June 2022 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 9 | 11 January 2016 | 29 December 2016 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 04 September 2015 | 29 December 2016 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 04 September 2015 | 29 December 2016 |