SFC Licences of YEH Shu-Wei 葉書維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 01 December 2017 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 September 2015 | 22 May 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 18 September 2015 | 22 May 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 18 September 2015 | 22 May 2017 |
| Merrill Lynch Far East Limited | RE | 1 | 18 September 2015 | 22 May 2017 |
| Merrill Lynch Far East Limited | RE | 4 | 18 September 2015 | 22 May 2017 |
| Merrill Lynch Far East Limited | RE | 6 | 18 September 2015 | 22 May 2017 |