SFC Licences of SIM Seung Jin 沈承辰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | RE | 2 | 01 February 2019 | 11 February 2021 |
| T.F.S. Derivatives HK Limited | RE | 1 | 01 February 2019 | 11 February 2021 |
| Tullett Prebon (Hong Kong) Limited | RE | 7 | 22 September 2015 | 14 November 2018 |
| Tullett Prebon (Hong Kong) Limited | RE | 2 | 22 September 2015 | 14 November 2018 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 22 September 2015 | 14 November 2018 |