SFC Licences of ZHU Zheng 朱正

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 09 August 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 09 August 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 09 August 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 27 September 2017 11 October 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 27 September 2017 11 October 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 27 September 2017 11 October 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 1 18 September 2015 04 August 2017
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 18 September 2015 04 August 2017
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 18 September 2015 04 August 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 4 18 September 2015 04 August 2017