SFC Licences of MA Xiaoqi 馬曉琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TX Capital (HK) Limited | RE | 9 | 23 February 2024 | |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 | RE | 1 | 24 May 2023 | 15 December 2023 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 24 May 2023 | 15 December 2023 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 24 May 2023 | 15 December 2023 |
| Point72 Hong Kong Limited | RE | 9 | 09 July 2021 | 24 March 2023 |
| TX Capital (HK) Limited | RE | 9 | 28 August 2018 | 18 June 2021 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 | RE | 9 | 28 February 2017 | 26 April 2018 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 | RE | 4 | 28 February 2017 | 26 April 2018 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 | RE | 1 | 28 February 2017 | 26 April 2018 |
| OP Investment Management Limited 東英投資管理有限公司 | RE | 9 | 02 November 2015 | 27 February 2017 |