SFC Licences of LAU Ka Po, Jasmine 劉嘉寳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 24 February 2020
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 24 February 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 24 February 2020
SPDB International Capital Limited 浦銀國際融資有限公司 RE 1 15 September 2017 06 March 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 07 October 2015 28 July 2017