SFC Licences of LAU Ka Po, Jasmine 劉嘉寳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 24 February 2020 | 27 January 2023 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 24 February 2020 | 27 January 2023 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 24 February 2020 | 27 January 2023 |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 1 | 15 September 2017 | 06 March 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 07 October 2015 | 28 July 2017 |