SFC Licences of SUN Xiaoyu 孫曉宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMBC International Securities Limited 民銀國際證券有限公司 | RE | 4 | 03 December 2018 | 28 May 2021 |
| CMBC International Securities Limited 民銀國際證券有限公司 | RE | 1 | 03 December 2018 | 28 May 2021 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 | RE | 2 | 26 June 2017 | 28 May 2021 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 26 June 2017 | 28 May 2021 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 26 June 2017 | 28 May 2021 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 4 | 23 December 2015 | 22 May 2017 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 13 October 2015 | 22 May 2017 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 13 October 2015 | 22 May 2017 |