SFC Licences of TO Pui Yan, Jessica 杜珮茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 4 | 11 March 2024 | |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 1 | 11 March 2024 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 01 April 2022 | 03 November 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 01 April 2022 | 03 November 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 01 April 2022 | 03 November 2023 |
| Po Sang Securities Limited 寶生證券有限公司 | RE | 2 | 10 October 2017 | 24 June 2019 |
| Po Sang Securities Limited 寶生證券有限公司 | RE | 1 | 01 August 2017 | 24 June 2019 |
| Templewater Hong Kong Limited 善水資本香港有限公司 | RE | 1 | 18 March 2016 | 21 July 2017 |
| Platinum Broking Company Limited 百德能經紀有限公司 | RE | 1 | 14 October 2015 | 08 March 2016 |