SFC Licences of WU Hao 吳昊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 26 May 2016 | 31 August 2019 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 26 May 2016 | 31 August 2019 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RE | 1, 6 | 05 November 2015 | 05 March 2016 |