SFC Licences of LAM Sung Wai 林崇偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 22 December 2021
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 1 22 December 2021
iTrade Securities Investment Limited 美信證券投資有限公司 RE 4 27 January 2021 01 December 2021
iTrade Securities Investment Limited 美信證券投資有限公司 RE 1 06 July 2020 01 December 2021
Sun Growth Securities Limited 志昇証券有限公司 RE 1 03 May 2018 12 June 2020
Sun Growth Futures Limited 志昇期貨有限公司 RE 2 03 October 2018 28 February 2019
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 10 November 2016 20 April 2018
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 10 November 2016 20 April 2018
I-Access Investors Limited 一通投資者有限公司 RE 2 16 December 2015 03 November 2016
I-Access Investors Limited 一通投資者有限公司 RE 1 16 December 2015 03 November 2016