SFC Licences of LAM Sung Wai 林崇偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 22 December 2021 | |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 22 December 2021 | |
| iTrade Securities Investment Limited 美信證券投資有限公司 | RE | 4 | 27 January 2021 | 01 December 2021 |
| iTrade Securities Investment Limited 美信證券投資有限公司 | RE | 1 | 06 July 2020 | 01 December 2021 |
| Sun Growth Futures Limited 志昇期貨有限公司 | RE | 2 | 03 October 2018 | 28 February 2019 |
| Sun Growth Securities Limited 志昇証券有限公司 | RE | 1 | 03 May 2018 | 12 June 2020 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 10 November 2016 | 20 April 2018 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 10 November 2016 | 20 April 2018 |
| I-Access Investors Limited 一通投資者有限公司 | RE | 2 | 16 December 2015 | 03 November 2016 |
| I-Access Investors Limited 一通投資者有限公司 | RE | 1 | 16 December 2015 | 03 November 2016 |