SFC Licences of LIU Victoria Audrey 廖卓琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 24 August 2021 | |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 24 August 2021 | |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 9 | 04 May 2021 | 26 July 2021 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 4 | 04 May 2021 | 26 July 2021 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 1 | 04 May 2021 | 26 July 2021 |
| M&G Investments (Hong Kong) Limited | RE | 4 | 07 November 2019 | 10 November 2020 |
| M&G Investments (Hong Kong) Limited | RE | 1 | 01 June 2018 | 10 November 2020 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 26 November 2015 | 05 May 2018 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 26 November 2015 | 05 May 2018 |