SFC Licences of YIU Yan Ki 姚欣岐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Polymer Capital Management (HK) Limited 柏駿資本管理(香港)有限公司 | RE | 9 | 08 September 2023 | |
| Rockhampton Management Limited | RE | 9 | 31 May 2021 | 22 May 2023 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 14 October 2016 | 30 November 2018 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 16 December 2015 | 21 January 2016 |