SFC Licences of ZHANG Tianyi 張天一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 27 January 2023 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 27 January 2023 | |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 02 July 2019 | 16 December 2022 |
Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 1 | 13 April 2017 | 24 May 2019 |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 13 April 2017 | 24 May 2019 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 08 January 2016 | 31 March 2017 |