SFC Licences of CHAN Siu Kit 陳小潔

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 03 March 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 08 February 2021
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 1 27 March 2018 27 December 2020
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 29 January 2018 19 March 2018
Bright Fund Management Limited 光明投資管理有限公司 RE 9 07 November 2017 19 March 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 07 November 2017 19 March 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 12 September 2017 19 March 2018
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 03 November 2016 19 March 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 03 November 2016 19 March 2018
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 16 February 2016 25 October 2016
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 04 January 2016 25 October 2016