SFC Licences of DENG William Shijun

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Sigma Capital Management Limited 眾和證券有限公司	RO	9	30 August 2021
Sigma Capital Management Limited 眾和證券有限公司	RO	4	30 August 2021
Sigma Capital Management Limited 眾和證券有限公司	RO	1	30 August 2021
Sigma Capital Management Limited 眾和證券有限公司	RE	9	07 July 2021	30 August 2021
Sigma Capital Management Limited 眾和證券有限公司	RE	4	07 July 2021	30 August 2021
Sigma Capital Management Limited 眾和證券有限公司	RE	1	07 July 2021	30 August 2021
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司	RO	1	23 October 2020	10 March 2021
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司	RO	9	07 April 2020	10 March 2021
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司	RO	4	07 April 2020	10 March 2021
Tensant Securities Limited 天晟證券有限公司	RO	1	02 July 2019	10 December 2019
Tensant Securities Limited 天晟證券有限公司	RE	1	08 February 2019	02 July 2019
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司	RE	9	28 June 2018	14 September 2018
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司	RE	4	28 June 2018	14 September 2018
Zhongtai International Securities Limited 中泰國際證券有限公司	RE	1	25 April 2017	28 February 2018
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	4	22 March 2016	13 February 2017
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	1	22 March 2016	13 February 2017
ABCI Capital Limited 農銀國際融資有限公司	RE	6	06 January 2016	01 March 2016
ABCI Capital Limited 農銀國際融資有限公司	RE	1	06 January 2016	01 March 2016
ABCI Securities Company Limited 農銀國際證券有限公司	RE	1	06 January 2016	01 March 2016