SFC Licences of LUNG Siu Fung 龍兆豐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 05 March 2019 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 13 June 2018 | 21 January 2019 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 14 September 2016 | 16 May 2018 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 05 January 2016 | 07 September 2016 |