SFC Licences of HAYES Patrick Liam

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Qube Research & Technologies Hong Kong Limited	RE	9	29 September 2023
Millennium Capital Management (Hong Kong) Limited	RE	9	20 June 2022	30 June 2023
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	7	20 September 2019	30 April 2022
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	2	20 September 2019	30 April 2022
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	1	20 September 2019	30 April 2022
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	20 September 2019	30 April 2022
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	7	03 May 2018	10 June 2019
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	2	03 May 2018	10 June 2019
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	1	03 May 2018	10 June 2019
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	14 March 2016	17 March 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	11 February 2016	17 March 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	11 February 2016	17 March 2018