SFC Licences of TAM Wai Sum 譚惠心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB Securities Limited 建行證券有限公司 | RE | 9 | 17 November 2016 | 24 November 2019 |
| CCB Securities Limited 建行證券有限公司 | RE | 4 | 17 November 2016 | 24 November 2019 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 | RE | 9 | 16 February 2016 | 16 October 2016 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 | RE | 4 | 16 February 2016 | 16 October 2016 |