SFC Licences of HO Garrick Chun Lim 何駿廉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 18 April 2019 | |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 18 April 2019 | |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 23 October 2018 | 09 April 2019 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 21 September 2018 | 09 April 2019 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 23 June 2017 | 13 June 2018 |
| South China Capital Limited 南華融資有限公司 | RE | 6 | 02 September 2016 | 28 March 2017 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 02 September 2016 | 28 March 2017 |
| Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 4 | 22 February 2016 | 16 April 2016 |