SFC Licences of XIANG Difei 相迪菲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RE 1 03 July 2019
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 03 July 2019
CLSA Limited 中信里昂證券有限公司
RE 4 03 July 2019 22 July 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 6 25 January 2019 06 June 2019
CMB International Capital Limited 招銀國際融資有限公司
RE 1, 6 23 February 2016 10 June 2016