SFC Licences of SINGH Kaanhari
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 28 October 2022 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 04 October 2017 | 07 June 2022 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 04 October 2017 | 07 June 2022 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 04 October 2017 | 07 June 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 04 October 2017 | 07 June 2022 |
| Merrill Lynch Far East Limited | RE | 2 | 07 March 2016 | 23 June 2017 |
| Merrill Lynch Far East Limited | RE | 1 | 07 March 2016 | 23 June 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 March 2016 | 23 June 2017 |