SFC Licences of SEETO Siu Hong 司徒劭康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Grit Securities Limited 啟恒證券有限公司 | RO | 1 | 14 February 2023 | |
Joincap Capital Limited 中楷資本有限公司 | RE | 9 | 22 February 2021 | 15 February 2022 |
Joincap Capital Limited 中楷資本有限公司 | RE | 4 | 22 February 2021 | 15 February 2022 |
Grit Securities Limited 啟恒證券有限公司 | RO | 1 | 02 September 2020 | 15 February 2022 |
Grit Securities Limited 啟恒證券有限公司 | RE | 1 | 31 August 2020 | 02 September 2020 |
JT Capital Asset Management Limited 凱庫資產管理有限公司 | RE | 9 | 22 November 2019 | 21 August 2020 |
JT Capital Asset Management Limited 凱庫資產管理有限公司 | RE | 4 | 22 November 2019 | 21 August 2020 |
JT Capital Asset Management Limited 凱庫資產管理有限公司 | RE | 1 | 22 November 2019 | 21 August 2020 |
Core Capital Securities Limited 凱匯資本證券有限公司 | RE | 1 | 18 September 2019 | 21 August 2020 |
Mango Financial Limited 芒果金融有限公司 | RE | 9 | 31 October 2018 | 07 April 2019 |
Mango Financial Limited 芒果金融有限公司 | RE | 4 | 31 October 2018 | 07 April 2019 |
Mango Financial Limited 芒果金融有限公司 | RE | 1 | 19 September 2018 | 07 April 2019 |
Orient Securities Limited 東方匯財證券有限公司 | RE | 1 | 01 November 2016 | 06 September 2018 |
RaffAello Securities (HK) Limited | RE | 1 | 30 March 2016 | 18 October 2016 |