SFC Licences of LI Chen 李晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 26 February 2024 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 03 October 2023 | 26 February 2024 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 24 March 2016 | 14 April 2017 |