SFC Licences of XIAN Steven Junyi 冼駿一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 22 March 2021 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 22 March 2021 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 22 March 2021 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 12 September 2018 | 27 February 2021 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 02 August 2018 | 27 February 2021 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 02 August 2018 | 27 February 2021 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 02 August 2018 | 27 February 2021 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 23 September 2016 | 14 July 2018 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 25 April 2016 | 14 July 2018 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 25 April 2016 | 14 July 2018 |