SFC Licences of GUPTA Gaurav
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rockhampton Management Limited | RE | 9 | 17 May 2021 | 05 May 2023 |
| Auroville Investment Management (HK) Limited | RE | 9 | 22 February 2018 | 31 January 2020 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 03 May 2016 | 07 August 2017 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 03 May 2016 | 07 August 2017 |