SFC Licences of LIU Shuiyin 劉水茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 9 | 24 March 2021 | 30 June 2021 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 5 | 24 March 2021 | 30 June 2021 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 4 | 24 March 2021 | 30 June 2021 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 9 | 24 March 2021 | 30 June 2021 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 4 | 24 March 2021 | 30 June 2021 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 24 March 2021 | 30 June 2021 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 9 | 27 July 2018 | 19 October 2019 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 4 | 27 July 2018 | 19 October 2019 |
| Shinhan Asset Management (Hong Kong) Limited | RE | 4 | 06 June 2016 | 15 June 2018 |
| Shinhan Asset Management (Hong Kong) Limited | RE | 9 | 06 June 2016 | 15 June 2018 |