SFC Licences of XU Wenyan 許文彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 03 September 2021 | |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 03 September 2021 | |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 12 August 2021 | |
| UBS Securities Hong Kong Limited | RE | 6 | 24 August 2018 | 09 July 2021 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 18 October 2017 | 18 May 2018 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 11 May 2016 | 04 October 2017 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 11 May 2016 | 04 October 2017 |