SFC Licences of KWONG Siu Hang 鄺兆恆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RE | 9 | 25 July 2018 | 31 July 2019 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 14 June 2017 | 13 March 2018 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 14 June 2017 | 13 March 2018 |
Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 6 | 19 May 2016 | 20 January 2017 |
Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 1 | 19 May 2016 | 20 January 2017 |