SFC Licences of SO Man Ting 蘇敏婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 14 July 2021 | 04 November 2022 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 14 July 2021 | 04 November 2022 |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 20 December 2018 | 25 June 2021 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 2 | 20 December 2018 | 25 June 2021 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 20 December 2018 | 25 June 2021 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 20 December 2018 | 25 June 2021 |
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 24 May 2016 | 07 September 2016 |