SFC Licences of LAW Siu Cheong 羅肇昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| NFH Securities and Futures Limited 新金控證券期貨有限公司 | RO | 1 | 13 April 2023 | |
| NFH Asset Management Limited 新金控資產管理有限公司 | RO | 4 | 13 April 2023 | |
| NFH Asset Management Limited 新金控資產管理有限公司 | RO | 9 | 20 April 2021 | |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 | RE | 1 | 02 August 2017 | 13 April 2023 |
| NFH Asset Management Limited 新金控資產管理有限公司 | RE | 4 | 02 August 2017 | 13 April 2023 |
| NFH Asset Management Limited 新金控資產管理有限公司 | RE | 9 | 02 August 2017 | 20 April 2021 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 | RE | 5 | 02 August 2017 | |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 | RE | 2 | 02 August 2017 | |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 2 | 29 August 2016 | 12 June 2017 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 17 August 2016 | 12 June 2017 |