SFC Licences of YANG Yunqing 楊韵晴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 24 May 2021 20 June 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 24 May 2021 20 June 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 24 May 2021 20 June 2022
ICBC International Capital Limited 工銀國際融資有限公司 RE 4 17 December 2019 11 March 2021
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 17 December 2019 11 March 2021
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 17 December 2019 11 March 2021
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 11 December 2019 11 March 2021
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 24 December 2018 08 July 2019
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 02 May 2018 26 October 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 10 August 2016 20 April 2018