SFC Licences of CHAN Kwok Chu Edward 陳國柱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Alphalt Company Limited | RO | 9 | 01 August 2023 | |
| Alphalt Company Limited | RO | 4 | 01 August 2023 | |
| Tongfang Securities Limited 同方證券有限公司 | RO | 9 | 04 April 2022 | 31 May 2023 |
| Tongfang Securities Limited 同方證券有限公司 | RO | 4 | 04 April 2022 | 31 May 2023 |
| Tongfang Securities Limited 同方證券有限公司 | RE | 1 | 11 March 2022 | 31 May 2023 |
| Tongfang Securities Limited 同方證券有限公司 | RE | 9 | 11 March 2022 | 04 April 2022 |
| Tongfang Securities Limited 同方證券有限公司 | RE | 4 | 11 March 2022 | 04 April 2022 |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 | RE | 1 | 03 October 2019 | 01 March 2022 |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 | RO | 9 | 31 July 2019 | 01 March 2022 |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 | RO | 4 | 31 July 2019 | 01 March 2022 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 | RO | 4 | 18 September 2018 | 31 January 2019 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 | RO | 9 | 31 August 2016 | 31 January 2019 |