SFC Licenceholders of Tongfang Securities Limited 同方證券有限公司
- jamie.chen@tf-sec.com
- Website
- www.tf-sec.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BIAN Difei 邊迪飛 | RE | 4 | 09 November 2018 | 31 May 2019 |
| CHAN Kwok Chu Edward 陳國柱 | RO | 9 | 04 April 2022 | 31 May 2023 |
| CHAN Kwok Chu Edward 陳國柱 | RO | 4 | 04 April 2022 | 31 May 2023 |
| CHAN Kwok Chu Edward 陳國柱 | RE | 1 | 11 March 2022 | 31 May 2023 |
| CHAN Kwok Chu Edward 陳國柱 | RE | 9 | 11 March 2022 | 04 April 2022 |
| CHAN Kwok Chu Edward 陳國柱 | RE | 4 | 11 March 2022 | 04 April 2022 |
| CHAN Man Sze 陳敏思 | RE | 1 | 25 July 2019 | 03 January 2021 |
| CHAN Man Sze 陳敏思 | RE | 9 | 25 July 2019 | 03 January 2021 |
| CHAN Mei Tak 陳美德 | RO | 1 | 04 April 2022 | 30 October 2022 |
| CHAN Mei Tak 陳美德 | RE | 1 | 06 May 2019 | 04 April 2022 |
| CHAN Mei Tak 陳美德 | RE | 9 | 06 May 2019 | 30 October 2022 |
| CHANG Cho Yam, Joseph 張祖蔭 | RE | 1 | 08 March 2018 | 18 October 2021 |
| CHEN Chen 陳琛 | RE | 4 | 16 July 2018 | 15 July 2019 |
| CHUNG Josephine 鍾瀛姬 | RE | 4 | 10 January 2018 | 03 April 2018 |
| CHUNG Josephine 鍾瀛姬 | RE | 9 | 10 January 2018 | 03 April 2018 |
| CHUNG Josephine 鍾瀛姬 | RO | 4 | 03 April 2018 | 26 October 2018 |
| CHUNG Josephine 鍾瀛姬 | RO | 9 | 03 April 2018 | 26 October 2018 |
| FOO Tzi Chun, Wallace 傅至真 | RE | 1 | 06 March 2018 | 30 June 2022 |
| HAN Yuzhu 韓喻竹 | RE | 9 | 21 August 2020 | 06 January 2021 |
| HAN Yuzhu 韓喻竹 | RE | 1 | 18 December 2017 | 06 January 2021 |
| HAN Yuzhu 韓喻竹 | RE | 4 | 18 December 2017 | 06 January 2021 |
| HAO Yun 郝運 | RE | 1 | 29 September 2017 | 23 November 2017 |
| HAO Yun 郝運 | RO | 1 | 23 November 2017 | 30 November 2018 |
| HU Yue 胡悅 | RE | 9 | 03 July 2018 | 28 September 2018 |
| HU Yue 胡悅 | RE | 4 | 03 July 2018 | 28 September 2018 |
| HU Yue 胡悅 | RE | 1 | 03 July 2018 | 28 September 2018 |
| KONG Pak Yong Andy 江泊融 | RE | 1 | 30 October 2017 | 18 July 2018 |
| LAI Man Wa Eva 賴雯華 | RE | 1 | 18 October 2017 | 10 November 2021 |
| LAI Yuying 賴玉莹 | RE | 1 | 03 July 2018 | 08 November 2019 |
| LAI Yuying 賴玉莹 | RE | 9 | 03 July 2018 | 08 November 2019 |
| LAI Yuying 賴玉莹 | RE | 4 | 03 July 2018 | 08 November 2019 |
| LAM Chi Wai, Benny 林志偉 | RE | 4 | 07 May 2020 | 07 January 2022 |
| LAM Chi Wai, Benny 林志偉 | RO | 1 | 07 May 2020 | 07 January 2022 |
| LAM Wing Kit 林詠傑 | RE | 1 | 18 June 2021 | 10 November 2021 |
| LAU Man Yee 劉雯儀 | RE | 1 | 08 May 2017 | 30 April 2019 |
| LI Anthea 李善婷 | RE | 9 | 03 May 2019 | 31 May 2019 |
| LI Pak Wang, Daniel 李柏宏 | RO | 9 | 17 July 2015 | 03 March 2022 |
| LI Pak Wang, Daniel 李柏宏 | RO | 4 | 17 July 2015 | 03 March 2022 |
| LI Pak Wang, Daniel 李柏宏 | RO | 1 | 17 July 2015 | 03 March 2022 |
| LI Po Yi 李寶兒 | RE | 9 | 29 September 2021 | 06 March 2022 |
| LI Po Yi 李寶兒 | RO | 4 | 07 September 2020 | 06 March 2022 |
| LI Po Yi 李寶兒 | RO | 1 | 07 September 2020 | 06 March 2022 |
| LI Po Yi 李寶兒 | RE | 4 | 26 June 2020 | 07 September 2020 |
| LI Po Yi 李寶兒 | RE | 1 | 26 June 2020 | 07 September 2020 |
| LIN Xiaohui 林曉輝 | RE | 4 | 19 June 2019 | 31 December 2020 |
| LIU Shihuijun 劉詩卉君 | RE | 1 | 26 October 2017 | 22 April 2021 |
| LIU Wai Hung 廖偉鴻 | RE | 1 | 14 April 2021 | 10 November 2021 |
| LIU Wai Hung 廖偉鴻 | RE | 4 | 14 April 2021 | 10 November 2021 |
| LO Cho Ying 盧礎瑩 | RE | 1 | 02 February 2021 | 10 July 2021 |
| MAK Chak Hung 麥澤鴻 | RO | 9 | 17 July 2015 | 30 September 2022 |
| MAK Chak Hung 麥澤鴻 | RO | 4 | 17 July 2015 | 30 September 2022 |
| MAK Chak Hung 麥澤鴻 | RO | 1 | 17 July 2015 | 30 September 2022 |
| NI Zhicheng 倪志成 | RO | 9 | 17 June 2020 | 01 November 2021 |
| NI Zhicheng 倪志成 | RE | 1 | 23 November 2015 | 01 November 2021 |
| NI Zhicheng 倪志成 | RE | 4 | 23 November 2015 | 01 November 2021 |
| NI Zhicheng 倪志成 | RE | 9 | 30 September 2015 | 17 June 2020 |
| PAN Ninghe 潘寧河 | RE | 4 | 14 September 2018 | 10 July 2020 |
| PONG Wing In 龐穎妍 | RE | 9 | 13 January 2020 | 13 March 2020 |
| POON Siu Yan 潘小茵 | RO | 1 | 01 March 2019 | 08 November 2019 |
| POON Siu Yan 潘小茵 | RO | 1 | 29 November 2018 | 10 January 2019 |
| POON Siu Yan 潘小茵 | RO | 4 | 29 November 2018 | 10 January 2019 |
| POON Siu Yan 潘小茵 | RO | 4 | 01 March 2019 | 08 November 2019 |
| QIU Haiyan 邱海燕 | RO | 4 | 31 May 2018 | 21 May 2021 |
| QIU Haiyan 邱海燕 | RE | 4 | 15 May 2018 | 31 May 2018 |
| QIU Haiyan 邱海燕 | RE | 9 | 13 February 2018 | 21 May 2021 |
| SIU Cheuk Hung, Michael 蕭卓雄 | RE | 1 | 30 November 2018 | 15 January 2021 |
| SO Ting Sau 蘇廷修 | RE | 1 | 20 May 2021 | 24 April 2022 |
| TANG Lei 唐蕾 | RE | 9 | 05 May 2016 | 18 August 2020 |
| WAN Yim Na 雲艷娜 | RE | 1 | 13 June 2019 | 22 July 2019 |
| WANG Jun 王軍 | RE | 1 | 16 September 2021 | 31 December 2021 |
| WANG Jun 王軍 | RE | 4 | 16 September 2021 | 31 December 2021 |
| WANG Jun 王軍 | RE | 9 | 16 September 2021 | 31 December 2021 |
| WIJONO Rizal 黃日昌 | RE | 9 | 12 September 2018 | 24 July 2019 |
| WIJONO Rizal 黃日昌 | RE | 4 | 12 September 2018 | 24 July 2019 |
| WU Qiuru 吳秋如 | RE | 4 | 03 May 2018 | 10 November 2020 |
| YUAN Zijia 袁子甲 | RE | 9 | 10 March 2016 | 11 December 2020 |
| ZHANG Wei 張蔚 | RE | 9 | 04 June 2019 | 14 October 2019 |
| ZHANG Wei 張蔚 | RE | 4 | 04 June 2019 | 14 October 2019 |
| ZHANG Wei 張蔚 | RE | 1 | 04 June 2019 | 14 October 2019 |
| ZHANG Yaoyu 張耀予 | RE | 1 | 15 January 2019 | 13 January 2020 |
| ZHANG Yaoyu 張耀予 | RE | 9 | 15 January 2019 | 13 January 2020 |
| ZHANG Yaoyu 張耀予 | RE | 4 | 15 January 2019 | 13 January 2020 |
| ZHANG Yu 張煜 | RE | 9 | 29 January 2019 | 04 May 2020 |
| ZHANG Yu 張煜 | RO | 1 | 01 April 2019 | 04 May 2020 |
| ZHANG Yu 張煜 | RE | 4 | 23 November 2018 | 01 April 2019 |
| ZHANG Yu 張煜 | RO | 4 | 01 April 2019 | 04 May 2020 |
| ZHANG Yu 張煜 | RE | 1 | 23 November 2018 | 01 April 2019 |
| ZHANG Yuzheng 張余正 | RE | 4 | 13 September 2017 | 06 February 2022 |
| ZHANG Yuzheng 張余正 | RE | 1 | 13 September 2017 | 06 February 2022 |
| ZHU Jiaer 朱家兒 | RE | 1 | 05 February 2021 | 12 September 2021 |
| ZHU Jiaer 朱家兒 | RE | 4 | 05 February 2021 | 12 September 2021 |
| ZHU Jiaer 朱家兒 | RE | 9 | 05 February 2021 | 12 September 2021 |