SFC Licences of KENT Alexander H
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Equities First Holdings Hong Kong Limited | RE | 1 | 19 June 2019 | 29 October 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 04 December 2018 | 01 June 2019 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 9 | 21 September 2017 | 31 October 2018 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 21 September 2017 | 31 October 2018 |
| Pine River Capital Management (HK) Limited | RE | 9 | 26 August 2016 | 02 June 2017 |