SFC Licences of KONG Shishi 孔師詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 9 | 08 November 2023 | |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 | RE | 9 | 06 July 2017 | 31 January 2022 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 | RE | 4 | 06 July 2017 | 31 January 2022 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 | RE | 1 | 06 July 2017 | 31 January 2022 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 9 | 14 October 2016 | 24 January 2017 |