SFC Licenceholders of BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司
- hkservice@bocomschroder.com.hk
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Kin Wai 陳健威 | RE | 9 | 23 April 2015 | 28 January 2017 |
| CHAN Kin Wai 陳健威 | RE | 4 | 23 April 2015 | 28 January 2017 |
| CHAN Kin Wai 陳健威 | RE | 1 | 23 April 2015 | 28 January 2017 |
| CHAN Lai Sze 陳麗絲 | RE | 9 | 01 September 2014 | 01 August 2016 |
| CHAN Lai Sze 陳麗絲 | RE | 4 | 01 September 2014 | 01 August 2016 |
| CHAN Lai Sze 陳麗絲 | RE | 1 | 01 September 2014 | 01 August 2016 |
| CHAN Mei Shan 陳美珊 | RO | 4 | 19 December 2016 | 10 August 2019 |
| CHAN Mei Shan 陳美珊 | RO | 1 | 19 December 2016 | 10 August 2019 |
| CHAN Mei Shan 陳美珊 | RO | 9 | 15 August 2016 | 10 August 2019 |
| CHAN Mei Shan 陳美珊 | RE | 4 | 27 June 2016 | 19 December 2016 |
| CHAN Mei Shan 陳美珊 | RE | 1 | 27 June 2016 | 19 December 2016 |
| CHAN Mei Shan 陳美珊 | RE | 9 | 27 June 2016 | 15 August 2016 |
| CHENG Wai Fai, William 鄭偉輝 | RO | 9 | 29 November 2013 | 01 October 2016 |
| CHENG Wai Fai, William 鄭偉輝 | RO | 4 | 29 November 2013 | 01 October 2016 |
| KONG Shishi 孔師詩 | RE | 9 | 06 July 2017 | 31 January 2022 |
| KONG Shishi 孔師詩 | RE | 4 | 06 July 2017 | 31 January 2022 |
| KONG Shishi 孔師詩 | RE | 1 | 06 July 2017 | 31 January 2022 |
| KWAN Suk Yee 關淑儀 | RO | 1 | 08 April 2014 | 25 July 2022 |
| KWAN Suk Yee 關淑儀 | RO | 4 | 29 November 2013 | 25 July 2022 |
| KWAN Suk Yee 關淑儀 | RO | 9 | 29 November 2013 | 25 July 2022 |
| KWAN Wang Chi, Beryl 管泓姿 | RE | 4 | 06 February 2015 | 07 May 2016 |
| KWAN Wang Chi, Beryl 管泓姿 | RE | 1 | 06 February 2015 | 07 May 2016 |
| LEE Huei-Jing 李惠錦 | RO | 9 | 01 April 2019 | 30 April 2022 |
| LEE Huei-Jing 李惠錦 | RO | 4 | 08 April 2014 | 30 April 2022 |
| LEE Huei-Jing 李惠錦 | RO | 1 | 08 April 2014 | 30 April 2022 |
| LEE Huei-Jing 李惠錦 | RE | 9 | 06 January 2014 | 23 April 2014 |
| LEE Huei-Jing 李惠錦 | RE | 4 | 06 January 2014 | 08 April 2014 |
| LEE Wai Chung, Deborah 李慧中 | RE | 9 | 09 June 2014 | 13 March 2015 |
| LEE Wai Chung, Deborah 李慧中 | RE | 4 | 09 June 2014 | 13 March 2015 |
| LEE Wai Chung, Deborah 李慧中 | RE | 1 | 09 June 2014 | 13 March 2015 |
| NG Justin Chun-hoy 伍志凱 | RE | 4 | 30 October 2017 | 16 August 2018 |
| NG Justin Chun-hoy 伍志凱 | RE | 1 | 30 October 2017 | 16 August 2018 |
| TSE Sze Man 謝思敏 | RE | 4 | 02 October 2015 | 01 August 2017 |
| TSE Sze Man 謝思敏 | RE | 1 | 02 October 2015 | 01 August 2017 |
| XIE Yun 謝贇 | RE | 1 | 26 May 2014 | 21 August 2015 |
| XIE Yun 謝贇 | RE | 4 | 09 December 2013 | 21 August 2015 |
| XIE Yun 謝贇 | RE | 9 | 09 December 2013 | 21 August 2015 |