SFC Licences of YU Ge 余歌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 04 November 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 04 November 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 04 November 2020
Morgan Fuel Go Securities Limited 摩根富國證券有限公司 RE 9 24 June 2019 20 October 2020
Morgan Fuel Go Securities Limited 摩根富國證券有限公司 RE 4 24 June 2019 20 October 2020
Morgan Fuel Go Securities Limited 摩根富國證券有限公司 RE 1 24 June 2019 20 October 2020
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 9 15 October 2018 07 June 2019
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 2 15 October 2018 07 June 2019
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 4 15 December 2017 07 June 2019
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 15 December 2017 07 June 2019
Fosun International Securities Limited 復星國際證券有限公司 RE 4 15 May 2017 19 November 2017
Fosun International Securities Limited 復星國際證券有限公司 RE 1 15 May 2017 19 November 2017
Kaiser Futures Limited 嘉信期貨有限公司 RE 2 20 October 2016 19 April 2017
Kaiser Securities Limited 嘉信証券有限公司 RE 1 20 October 2016 19 April 2017