SFC Licences of XIAO Kaidi 肖愷弟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 23 April 2019 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 23 April 2019 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 23 April 2019 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 23 April 2019 | |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 29 September 2016 | 20 April 2019 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 29 September 2016 | 20 April 2019 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 29 September 2016 | 20 April 2019 |