SFC Licences of LU Yuting 盧宇婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 08 August 2019 | |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 08 August 2019 | |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 08 August 2019 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 18 November 2016 | 12 April 2019 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 18 November 2016 | 12 April 2019 |