SFC Licences of DENG Xinhe 鄧馨荷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 11 March 2020 30 October 2020
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 11 March 2020 30 October 2020
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 11 March 2020 30 October 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 11 March 2020 30 October 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 11 March 2020 30 October 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 11 March 2020 30 October 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 11 March 2020 30 October 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 11 March 2020 30 October 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 11 March 2020 30 October 2020
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 09 January 2017 30 June 2019