SFC Licences of BARARD Joshua Raj
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 03 February 2023 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 27 August 2019 | 07 October 2022 |
| ICAP Securities Hong Kong Limited | RE | 1 | 01 October 2018 | 02 August 2019 |
| ICAP Equities Asia Limited | RE | 1 | 06 January 2017 | 30 September 2018 |