SFC Licences of WONG Shing Kit 黃承杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 9 | 16 November 2021 | |
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 4 | 09 November 2021 | |
ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 08 March 2018 | 27 October 2021 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 30 December 2016 | 14 February 2018 |