SFC Licences of HO See Pui, Christie 何思蓓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PJT Partners (HK) Limited | RE | 1 | 02 March 2020 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 11 October 2017 | 20 December 2019 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 16 January 2017 | 20 December 2019 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 16 January 2017 | 20 December 2019 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 6 | 16 January 2017 | 19 August 2019 |